Approved individuals

Approved Individuals are the officers or employees who carry out defined Controlled Functions within an Authorised Person. Approved Individuals must meet particular standards relating to their experience, knowledge and qualifications.

An applicant must make separate applications for each individual it wishes to become approved.

Applicants will only be authorised if the AFSA is satisfied that the proposed individuals are fit and proper, and that the functions of their role will be conducted and managed in a sound and prudent manner.

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